Fraud Risk Assessment: Building a Fraud Audit Program | by Leonard W. Vona | ISBN: 9780470129456. Fraud Management Books. Payroll Fraud Schemes. Fraud Risk Control Strategy. Sample Fraud Audit Report. Travel Expense Concealment Strategies. Fraud in Expenditure. Contract Fraud Audit Plan

February 4, 2010 by kutenk
Filed under: Business Books 

Fraud Risk Assessment: Building a Fraud Audit Program

by Leonard W. Vona
ISBN:9780470129456

An invaluable reference for auditors, fraud examiners, investigators,CFOs, controllers, corporate attorneys, and accountants, this book presents an overview for developing fraud audit procedures and building controls that successfully minimize fraud.

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Fraud Risk Assessment—Building a Fraud Audit Program









Preface
Chapter 1 – Fraud Theory
Building Fraud Theory into the Audit Process
ATM: Awareness, Theory, Methodology
The Fraud Audit

Chapter 2 – The Fraud Audit
Chapter 3 – Organizational Fraud Risk Assessment
Fraud Risk Mitigation Decisions
Enterprise-Wide Risk Assessment
Business Process Fraud Risk Assessment

Chapter 4 – Fraud Penetration Risk Assessment
Fraud Risk at the Mega-Risk Level
Building the Fraud Audit Program at the Mega-Risk Level

Chapter 5 – Fraud Data Mining
Applying Fraud Theory
The Fraud Data Analysis Plan

Chapter 6 – Fraud in Expenditure
Formation of Front Companies
Synopsis of Fraud Schemes

Chapter 7 – Contract Fraud
Contract Fraud Audit Plan Steps
Synopsis of Contract Fraud Schemes

Chapter 8 – Bribery
Understanding the Legal Terms
Audit Elements
Audit Objectives
Notes





Chapter 9 – Travel Expenses
The Rationale for Travel Expense Fraud
Travel Expense Concealment Strategies
Who Commits Travel Expense Fraud
Audit Examination of Travel Expenses

Chapter 10 – Payroll Fraud Schemes
Ghost Employees
Overtime Reporting Fraud
Fraud Opportunities in the Payroll Office
Notes




Chapter 11 – Revenue Fraud
Embezzlement of Cash Receipts
Other Embezzlement Schemes

Chapter 12 – Asset Fraud Schemes
Theft of Assets
Other Asset Fraud Schemes

Chapter 13 – Fraud Control Theory
Antifraud Programs
Fraud Control and COSO
Identified Fraud Risk Control Strategy



Chapter 14 – Fraud Audit Report
Suspicious Transaction
Fraud Audit Report
Considerations for Fraud Audit Reports
Sample Fraud Audit Report

Chapter 15 – Fraud Investigation for the Auditor
The Differences Between Audit and Investigation
Organization Policies for Responding to Fraud
Framework for Preparing an Investigation Plan
Develop the Preliminary Fraud Theory



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